Platform

The Provenance Platform

One framework for the licensing, compliance and operations a wholesale financial services business needs.

Provenance brings authorised representative onboarding, compliance and regulatory reporting, managed scheme and trustee infrastructure, syndication and co-investment, and operational governance together on the licensed framework of Providence Equity Holdings. Operate under our AFSL, or use the infrastructure alongside your own licence.

Looking for the software? Provenance is also building an AI-native compliance and operations platform for teams. → The Provenance software

How Provenance works

Provenance gives wholesale managers and advisors two ways to operate:

Either way, the licensing, compliance and operational backbone is handled — so you can focus on your strategy and your clients.

The authorised-representative relationshipAuthorised representatives provide financial services under the AFSL of Providence Equity Holdings and do not hold their own licence. As the licensee, Providence Equity Holdings authorises those services and is responsible for monitoring and supervising the conduct of its authorised representatives; authorised representatives remain responsible for operating within their authorised scope and for their own conduct and compliance.

What's on the platform

The infrastructure a wholesale financial services business runs on, in one place:

Built on a licensed framework

Provenance is built on the licensed framework of Providence Equity Holdings Pty Ltd — an Australian Financial Services Licensee (ACN 612 005 928, AFSL 487419). → About Providence Equity Holdings

Who it's for

For wholesale investment managers, corporate advisors and family offices:

The platform is in development

The Provenance platform is in development. In the meantime, the underlying authorised representative, compliance and infrastructure services are available now through Providence Equity Holdings Pty Ltd — get in touch and we'll get you set up.

Ready to operate on the Provenance platform?

Provenance's authorised representative, compliance and infrastructure services are available now through Providence Equity Holdings Pty Ltd. The Provenance platform is in development — get in touch and we'll get you set up.

Get started