Provenance: AFSL, CAR & Wholesale Fund Infrastructure

Run your wholesale strategy on an established AFSL.

AFS licensing, compliance and operations, solved for emerging fund managers, corporate advisors and family offices.

Provenance gives emerging asset managers a purpose-built home. Operate as an authorised representative under our AFSL, or run on our infrastructure alongside your own licence. It brings authorised representative onboarding, compliance reporting, managed scheme infrastructure and operational governance together in one framework.

Why Provenance

A single framework provides the licensing, compliance and operational backbone a wholesale financial services business needs. That lets you focus on your strategy and your clients. Operate as an authorised representative under our AFSL, or run on our infrastructure alongside your own licence.

Solutions

Build and run under our AFSL.

01Authorised Representative Onboarding →Operate under our AFSL rather than holding your own. 02Compliance & Regulatory Reporting →A maintained compliance framework, monitoring and regulatory reporting. 03Managed Scheme Infrastructure →Licensed trustee and scheme infrastructure for wholesale funds. 04Syndication & Co-Investment →Licensed infrastructure to pool wholesale capital into deals. 05Operational Governance →Governance, risk and operating-standard frameworks.

Who it's for

Made for wholesale operators.

Investment Managers →Launch or relocate a wholesale strategy under an established AFSL. Corporate Advisors →Advise and transact for wholesale clients under our licence. Family Offices →Co-invest with peers and lead your own deals under licensed infrastructure.

Insights

Guides for wholesale operators.

Own AFSL vs authorised representative →The two paths to market for a wholesale fund, compared on cost, time and control. What does it cost to set up a wholesale fund? →$20k to $60k under an existing AFSL, or $60k to $100k plus $150k NTA for your own. How to set up a wholesale fund in Australia →The eight steps: vehicle, the wholesale-client gate, registration, licensing, trustee. The wholesale client test: who qualifies? →The $500k, $2.5m and $250k tests, plus the certificate that quietly expires. Choosing an AFSL licensee to operate under →A buyer's guide: authorisation scope, supervision, the trustee question, red flags.

All insights →

Industry partnerships

We partner with leading advisors.

Provenance is built to complement the professionals your clients already rely on. We work openly with leading lawyers, accountants and advisors to structure and deliver the right licensed solution for their clients. That might mean operating as an authorised representative under our AFSL, standing up a wholesale scheme, or running on our infrastructure alongside an existing licence. If you advise wholesale investment managers, corporate advisory firms or family offices, we'd welcome the conversation. Get in touch →

Get in touch.

Provenance's authorised representative, compliance and infrastructure services are available now through Providence Equity Holdings Pty Ltd. The Provenance platform is in development. Get in touch and we'll get you set up.

Prefer to talk? Book a Teams call to discuss →. No obligation. Or send a message below.

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Run your wholesale strategy on an established AFSL.

Build and run under our AFSL.

Made for wholesale operators.

Guides for wholesale operators.

We partner with leading advisors.

Get in touch.